Model PIPE Form of Pre-Funded Warrant (FPI) (NVCA)
This document is a template for a Pre-Funded Warrant, which allows a holder to purchase ordinary shares or American Depositary Shares (ADSs) from a company. It outlines the terms of exercise, including payment options, adjustments for corporate events like dividends and share splits, and limitations on beneficial ownership. The template is designed for use in Private Investment in Public Equity (PIPE) financings, particularly for foreign private issuers, and references U.S. securities laws.