103 Securities contracts

NVCA
Model PIPE Form of Ordinary Warrant (FPI) (NVCA)
This document is a template for a Warrant to Purchase Ordinary Shares or American Depositary Shares (ADSs). It details the terms and conditions under which a holder can exercise the warrant to acquire shares from a company, including provisions for exercise price adjustments, corporate events, and limitations on beneficial ownership. The template is designed for use in PIPE financings and incorporates compliance with U.S. securities laws.
Study Academy
Insider Trading Policy (UK) by Study Academy
This document outlines an Insider Trading Policy for organisations, prohibiting the use of non-public, price-sensitive information for personal gain. It sets out rules for dealing in securities and handling inside information, referencing the UK Market Abuse Regulation. The policy applies to all directors, officers, employees, contractors, and consultants who may have access to such information.
NVCA
Model PIPE Registration Rights Agreement (US Issuer) (NVCA)
This document is a Registration Rights Agreement designed for Private Investment in Public Equity (PIPE) financings. It outlines the Company's obligations to register certain securities (Shares and Warrants) purchased by Investors under the U.S. Securities Act of 1933, enabling their resale to the public. The agreement details timelines for registration, responsibilities of both parties, and provisions for indemnification and liquidated damages.
Y Combinator
SAFE: Discount, no Valuation Cap (US) by Y Combinator
This document is a Simple Agreement for Future Equity (SAFE), designed for early-stage investment. It grants an investor the right to receive shares of the company's capital stock upon an equity financing or liquidity event, often at a discount. The SAFE outlines the terms of conversion, liquidation priority, and representations from both the company and the investor.
Y Combinator
SAFE: MFN, no Valuation Cap, no Discount (US) by Y Combinator
This Simple Agreement for Future Equity (SAFE) is an investment instrument used by startups to raise capital. It grants an investor the right to receive shares of the company's capital stock in the future, typically upon an equity financing round or a liquidity event. The SAFE outlines terms for conversion, liquidation priority, and representations by both the company and the investor.
NVCA
Model PIPE Form of Pre-Funded Warrant (FPI) (NVCA)
This document is a template for a Pre-Funded Warrant, which allows a holder to purchase ordinary shares or American Depositary Shares (ADSs) from a company. It outlines the terms of exercise, including payment options, adjustments for corporate events like dividends and share splits, and limitations on beneficial ownership. The template is designed for use in Private Investment in Public Equity (PIPE) financings, particularly for foreign private issuers, and references U.S. securities laws.
NVCA
Investors’ Rights Agreement (Includes a Inclusion Provision) (NVCA)
This Investors’ Rights Agreement template is designed for venture capital financings, outlining crucial rights for investors. It covers registration rights for public offerings, access to company information, and preemptive rights to participate in future equity financings. The document also includes various company covenants, addressing aspects like insurance, employee agreements, and compliance with specific regulations.
Cofounders
Purchase Agreement for Convertible Note by Cofounders
This document is a Purchase Agreement for a Convertible Note, outlining the terms under which an investor provides capital to a company. It details the investment amount, interest rates, maturity date, and the conditions under which the convertible notes will convert into equity, such as during a qualified financing round or upon maturity. The agreement also covers conversion pricing, investor rights, and provisions for a sale of the company.
NVCA
Investors’ Rights Agreement (Updated October 2024) (NVCA)
This Investors' Rights Agreement template outlines the key rights granted to investors in a company, particularly in venture capital financings. It covers essential provisions such as registration rights for public offerings, comprehensive information rights, and preemptive rights to participate in future equity issuances. The document also includes various company covenants, indemnification clauses, and provisions addressing compliance with regulations like CFIUS and FCPA.
Y Combinator
SAFE: Valuation Cap, no Discount (US) by Y Combinator
This Simple Agreement for Future Equity (SAFE) template outlines the terms for an investor to provide funding to a company in exchange for a future right to convert that investment into equity. It details the conditions for conversion during an equity financing or liquidity event, establishes liquidation priorities, and includes representations from both the company and the investor. The document is designed to be a straightforward investment vehicle for early-stage companies.