Statement of Counterclaim (Memorial) (ICC Rules) by OLL
Statement of Counterclaim under the ICC Rules of Arbitration (2026), Article 6 — Memorial archetype. Full argued pleading elaborating a counterclaim first raised with the Respondent's Answer (Article 6(4)), with the Claimant's 30-day reply deadline (Article 6(5)), the Article 25 new-claims cut-off, and an India set-off/counterclaim overlay (s. 23(2A)).
This document comes from OLL's library of vetted legal templates.
STATEMENT OF COUNTERCLAIM
ICC Case No.: [Case No.] Filed pursuant to: [Procedural Order No.]
IN THE MATTER OF AN ARBITRATION UNDER THE ICC RULES OF ARBITRATION (2026)
BETWEEN
[Claimant's name]
[Claimant's address]
("Claimant," "Counter-Respondent")
— and —
[Respondent's name]
[Respondent's address]
("Respondent," "Counter-Claimant")
Submitted on behalf of the Respondent by: [Representative's title and name]
Date: [date]
This template numbers every paragraph, including optional ones, as though included. Delete any paragraph or clause that does not apply to this filing and renumber sequentially before submission.
Preliminary Notes
The Statement of Counterclaim is governed by Article 6 ("Answer to the Request; Counterclaims") of the ICC Rules of Arbitration (2026). No standalone Rules-level article prescribes the content requirements of this fuller, later-filed pleading — as with the Statement of Claim and Statement of Defence, its content and section order are set by the Procedural Order following the initial case management conference. What the Rules do directly govern is the underlying mechanism and its timing:
Article 6(4) requires any counterclaim to be raised with the Answer — i.e., at an earlier procedural stage than this document. This Statement of Counterclaim is the fuller, later pleading that elaborates a counterclaim already raised at the Answer stage, in the same way that the Statement of Claim elaborates the Request and the Statement of Defence elaborates the Answer.
Article 6(5) requires the Claimant to submit its reply to the counterclaim within 30 days of receipt of the counterclaim as communicated by the Secretariat, before the file is transmitted to the Tribunal (the Secretariat may extend this time).
Article 25 ("New Claims") governs new counterclaims raised after the initial CMC in the same way it governs new claims (see Section 4 below).
There is no elective mechanism to treat the Answer's initial counterclaim (Article 6(4)) as this fuller Statement of Counterclaim; they remain two distinct filings at two distinct procedural stages. The deadline for this document is set by the Procedural Order following the initial CMC; the only Rules-fixed deadline in the counterclaim sequence is the Claimant's 30-day reply under Article 6(5), which runs from the initial counterclaim raised at the Answer stage, not from this document.
Confirm that a counterclaim was in fact raised with the Respondent's Answer under Article 6(4) before using this template. Without a counterclaim raised at that stage, it cannot be introduced for the first time in this document without Tribunal authorisation under Article 25 as a "new claim."
Introduction
This Statement of Counterclaim is submitted pursuant to the Procedural Order governing this arbitration, elaborating the counterclaim first raised with the Respondent's Answer pursuant to Article 6(4).
The section order below follows a default sequence — the Parties; Jurisdiction; Factual Background; Legal Grounds; Loss and Quantum; Relief Sought; Annexure Schedule — which should be reordered, retitled, or supplemented to match the Procedural Order actually governing this arbitration.
The Claimant's reply to this counterclaim is due within 30 days of receipt of the counterclaim as communicated by the Secretariat, pursuant to Article 6(5) (subject to any Secretariat-granted extension before transmission of the file to the Tribunal).
The Parties
The Respondent/Counter-Claimant is [Respondent's name], [description].
The Claimant/Counter-Respondent is [Claimant's name], [description].
Jurisdiction
The Tribunal has jurisdiction over this counterclaim pursuant to the same arbitration agreement at [clause reference], seated at [seat of arbitration]. Where the counterclaim is made under more than one arbitration agreement, Article 6(4)(d) requires an indication of which agreement each counterclaim is made under — state this if applicable.
Per Article 25: "After the initial CMC, no party may make new claims, unless authorised by the arbitral tribunal. In determining whether to allow such new claims, the arbitral tribunal shall consider the nature of the new claims, the stage of the arbitration, any cost implications and any other relevant circumstances." This governs any counterclaim, or new head of counterclaim, not identified before the initial CMC cut-off; confirm this Statement of Counterclaim does not introduce anything beyond what was raised in the Article 6(4) counterclaim without such authorisation.
Factual Background
Chronology. [Insert.]
Dramatis Personae. [Insert.]
Contractual Matrix. [Insert.]
Narrative. [Insert, cross-referenced to exhibits.]
Legal Grounds
Counterclaim 1. [State the legal basis, with authorities.]
Counterclaim 2. [If applicable.]
Loss, Damage and Quantum
The Respondent/Counter-Claimant has suffered loss and damage in the amount of [amount], particularised as follows: [quantum breakdown]. Per Article 6(4)(b), to the extent any part of the counterclaim is not fully quantified, an estimate of its monetary value is given: [estimate, if applicable].
Interest is claimed at [interest rate] from [date].
Relief Sought
The Respondent/Counter-Claimant respectfully requests that the Tribunal: (a) DECLARE that [declaratory relief sought]; (b) ORDER the Claimant to pay [amount]; (c) AWARD interest as pleaded above; (d) ORDER the Claimant to pay the costs of this arbitration in respect of the counterclaim; and (e) GRANT such further or other relief as the Tribunal considers just, having regard to whether early determination under Article 30 is sought for any manifestly unmeritorious defence the Claimant may raise to this counterclaim.
Annexure Schedule
Annexure directions for this arbitration are determined by the Procedural Order rather than by a general rule-based default.
Confirm the Procedural Order's specific annexure directions before relying on any practice assumed here.
Exhibit No. | Description | Referenced at ¶ |
[Document] | ¶ [ ] |
Respectfully submitted,
[Representative's title and name]
On behalf of the Respondent/Counter-Claimant
Date: [date]
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