STATEMENT OF DEFENCE [AND COUNTERCLAIM]
DIAC Case No.: [Case No.]
IN THE MATTER OF AN ARBITRATION UNDER THE DIAC ARBITRATION RULES 2022
BETWEEN
[Claimant's name]
[Claimant's address]
("Claimant")
— and —
[Respondent's name]
[Respondent's address]
("Respondent")
Submitted on behalf of the Respondent by: [Representative's title and name]
Date: [date]
This template numbers every paragraph, including optional ones, as though included. Delete any paragraph or clause that does not apply to this filing and renumber sequentially before submission.
Preliminary Matters
Include the following paragraph only if the Claimant included a statement of claim with its Request under Article 4.2, and the Respondent elects, pursuant to Article 5.2, to include its Statement of Defence with its Answer:
The Respondent hereby elects to include, as part of its Answer dated [date of the Answer], the detailed statement of defence (and, as the case may be, any counterclaim) referred to in Article 24.2, supplemented as set out below.
Article 5.2 permits this election only where the Claimant has itself submitted a statement of claim with the Request under Article 4.2. Where the Claimant has not done so, the Respondent's detailed Statement of Defence instead follows the Tribunal-determined timetable under Article 24.2 below.
Jurisdiction Time-Bar Warning. Pursuant to Article 6.4, any objection to the Tribunal's jurisdiction must be raised no later than in the Statement of Defence or, as the case may be, in any statement of defence to counterclaim. Any preliminary objection first flagged in the Answer under Article 5.1(d) must, at the latest, be fully pleaded here. Pursuant to Articles 6.2–6.3, if the objection is raised no later than the Answer, the Arbitration Court may (if requested) make a prima facie decision that the arbitration should proceed, without prejudice to the Tribunal's own final ruling on jurisdiction under Article 6.6.
Confirm before filing whether Section 4 below needs to plead an objection.
As with the Statement of Claim, the timetable for filing the detailed Statement of Defence (if not filed with the Answer) is fixed by the Tribunal after consultation with the parties (Articles 24.2, 23.3); there is no fixed default period.
Introduction
This Statement of Defence is submitted pursuant to Article 24.2, in reply to the particulars of the Statement of Claim filed pursuant to Article 24.1.
Section index: (I) the Parties; (II) Jurisdiction; (III) General Traverse; (IV) Paragraph-by-Paragraph Reply; (V) Factual Background; (VI) Legal Grounds; (VII) Affirmative Defences; (VIII) Quantum Response; (IX) Statement of Counterclaim, if pleaded; (X) Relief Sought; (XI) Annexure Schedule.
The Parties
Paragraphs [ ] of the Statement of Claim as to the identity of the Parties are ADMITTED, save as pleaded below.
Jurisdiction
The Respondent does not object to the Tribunal's jurisdiction. Pursuant to Article 6.3, the Tribunal will nonetheless satisfy itself that the agreement to arbitrate is valid and that the claims fall within its scope, even absent a specific objection.
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