
Adam Frankel
General Counsel · Technology & AI
15+ years as General Counsel to technology, cloud & AI companies
DIAC Case No.: [Case No.]
IN THE MATTER OF AN ARBITRATION UNDER THE DIAC ARBITRATION RULES 2022
BETWEEN
[Claimant's name]
[Claimant's address]
("Claimant")
— and —
[Respondent's name]
[Respondent's address]
("Respondent")
Submitted on behalf of the Claimant by: [Representative's title and name]
Date: [date]
This template numbers every paragraph, including optional ones, s though included. Delete any paragraph or clause that does not apply to this filing and renumber sequentially before submission.
Include the following paragraph only if the Claimant elects, pursuant to Article 4.2, to include the Statement of Claim with its Request:
The Claimant elects to include the Statement of Claim referred to in Article 24.1 with its Request dated [date of the Request].
Absent inclusion with the Request, Article 24.1 requires filing within such time as the Tribunal determines after consultation with the parties; there is no fixed default period.
This Statement of Claim is submitted pursuant to Article 24.1 of the DIAC Arbitration Rules 2022, administered by the Dubai International Arbitration Centre, pleading material facts only.
The Claimant is [Claimant's name], [brief description].
The Respondent is [Respondent's name], [brief description].
The Tribunal has jurisdiction pursuant to the agreement to arbitrate at [clause reference], seated at [seat of arbitration]. Dedicated provision: Article 6.1; objection deadline (if any): Article 6.4 — no later than the Statement of Defence.
[Fact 1.]
[Fact 2.]
[Fact 3.]
[Bare characterisation of the cause of action, no authorities.]
Loss and damage of [amount claimed] [quantified].
Interest claimed at [interest rate] from [date from which interest is claimed].
The Claimant seeks: (a) [amount claimed]; (b) interest as pleaded; (c) costs; (d) further or other relief.
The Claimant reserves the right to plead further facts, legal grounds and evidence, and to amend or supplement this Statement of Claim, subject to Article 24.3 — new claims after the Statement of Claim require either Tribunal permission (having regard to the nature of the new claim, the stage of the arbitration, delay, and prejudice) or the agreement of the parties.
Pursuant to Article 24.1, the evidence to be submitted with the Statement of Claim is as determined by the Tribunal.
Confirm the Tribunal's actual direction on scope before finalising this schedule.
Exhibit No. | Description | Referenced at ¶ |
[Document] | ¶ [ ] |
Respectfully submitted,
[Representative's title and name]
On behalf of the Claimant
Date: [date]
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This is a formal legal pleading used to detail the factual and legal basis of a claim in a DIAC arbitration. It is not a Request for Arbitration, though it may be submitted simultaneously. It contains specific sections for jurisdiction pursuant to Article 6.1 and reservations of rights under Article 24.3.
Use this template when a Tribunal has directed the filing of a formal Statement of Claim or when electing to file one with a Request for Arbitration. Use a Request for Arbitration instead if the case has not yet been registered with the Centre.
| Clause | Name | What it does |
|---|---|---|
| 1 | Introduction | Confirms the submission is made pursuant to Article 24.1 of the DIAC Arbitration Rules 2022 pleading material facts only. |
| 3 | Jurisdiction | Identifies the specific agreement to arbitrate, the seat of arbitration, and references the Article 6.1 jurisdictional provisions. |
| 6 | Loss and Damage | Requires the Claimant to quantify the amount claimed and specify an interest rate and commencement date. |
| 7 | Relief Sought | Lists the specific outcomes requested, including the quantified claim amount, interest, and arbitration costs. |
| 8 | Reservations | Expressly reserves rights to amend the claim subject to the Article 24.3 restrictions on new claims. |
| 9 | Annexure Schedule | Provides a table for listing exhibits including document descriptions and cross-references to specific paragraph numbers. |
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Submitted under Article 24.1 of the DIAC Arbitration Rules 2022, pleading material facts only. The Claimant may still elect under Article 4.2 to include this with its Request, so the Request itself stands as the Statement of Claim; absent that election, Article 24.1 sets no fixed default filing period — the Tribunal fixes the timetable after consultation with the parties, typically at the Article 23.3 preliminary meeting. Content is bare: material facts with no argument, a bare characterisation of the cause of action with no authorities, quantified loss and interest, and relief sought without elaboration. Carries the Article 24.3 reservation on new claims — after this document, a new claim needs either Tribunal permission (weighing its nature, the stage of the arbitration, delay, and prejudice) or party agreement. The Article 24.1 evidence obligation remains Tribunal-directed rather than fixed by rule even at this pleading level, so confirm the Tribunal's actual direction on scope before finalising the exhibit schedule. Absent party agreement, the default seat under Article 20.1 is the DIFC, governed by DIFC Arbitration Law rather than onshore UAE Federal Law No. 6 of 2018 — confirm the actual seat before applying any seat overlay. Use this version for simpler or lower-value claims, or a staged procedure that defers argument.
This document comes from OLL's library of vetted legal templates