
Adam Frankel
General Counsel · Technology & AI
15+ years as General Counsel to technology, cloud & AI companies
DIAC Case No.: [Case No.]
IN THE MATTER OF AN ARBITRATION UNDER THE DIAC ARBITRATION RULES 2022
BETWEEN
[Claimant's name]
[Claimant's address]
("Claimant," "Counterclaim-Respondent")
— and —
[Respondent's name]
[Respondent's address]
("Respondent," "Counterclaim-Claimant")
Submitted on behalf of the Respondent/Counterclaim-Claimant by: [Representative's title and name]
Date: [date]
This template numbers every paragraph, including optional ones, as though included. Delete any paragraph or clause that does not apply to this filing and renumber sequentially before submission.
This Statement of Counterclaim pleads material facts only, pursuant to Article 5.4 (making the counterclaim) and Article 24.2 (detailed counterclaim) of the DIAC Arbitration Rules 2022.
The Article 5.5 registration fee [has been / will be] paid within 7 days of submission.
Article 1.1 of the Rules defines "Counterclaim" to include set-off submitted by the Respondent; this document does not address set-off, which is addressed in the Statement of Defence.
[Cross-reference the Statement of Defence rather than repeat.]
Jurisdiction over the Counterclaim arises from the same agreement to arbitrate pleaded in the Statement of Defence. Any distinct counterclaim-specific jurisdictional objection must be raised no later than the statement of defence to counterclaim, pursuant to Article 6.4.
[Bare facts supporting the counterclaim — no argument.]
[Bare characterisation of the counterclaim's cause of action.]
Loss and damage of [amount claimed in the Counterclaim] [quantified].
Interest claimed at [interest rate on the Counterclaim] from [date from which interest is claimed on the Counterclaim].
The Respondent/Counterclaim-Claimant seeks: (a) [amount claimed in the Counterclaim]; (b) interest as pleaded; (c) costs of the Counterclaim; and (d) further or other relief.
The Respondent/Counterclaim-Claimant reserves the right to amend or supplement this Statement of Counterclaim, subject to Article 24.3.
Pursuant to Article 24.2, the evidence to be submitted is as determined by the Tribunal.
Respectfully submitted,
[Representative's title and name]
On behalf of the Respondent/Counterclaim-Claimant
Date: [date]
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This is a formal pleading used by a respondent to initiate a legal claim against the original claimant within an existing arbitration. It is not a Statement of Defence, though it cross-references that document for party details and jurisdictional foundations. It contains specific fields for Article 5.5 fee compliance and quantified loss characterization.
Use this document when you are the respondent in a DIAC arbitration and have your own legal claims to bring against the claimant. Use a Statement of Defence instead if you only wish to respond to the existing claims without seeking your own damages.
| Clause | Name | What it does |
|---|---|---|
| 1 | Introduction | Pleads material facts pursuant to Article 5.4 and Article 24.2 of the DIAC Arbitration Rules 2022. |
| 3 | Jurisdiction | Establishes that jurisdiction over the counterclaim arises from the agreement to arbitrate pleaded in the Statement of Defence. |
| 6 | Loss and Damage | Specifies the quantified amount claimed and the interest rate applicable from a specific stated date. |
| 7 | Relief Sought | Lists the formal demands for specific damages, interest, costs of the counterclaim, and further relief. |
| 8 | Reservations | Retains the right for the Counterclaim-Claimant to amend or supplement the filing subject to Article 24.3. |
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A standalone counterclaim document, filed under Article 5.4 (making the counterclaim) and Article 24.2 (the detailed counterclaim, filed to the Tribunal's own timetable together with evidence as the Tribunal determines), pleading material facts only. The Article 5.5 registration fee is due within 7 days of submitting the counterclaim. Article 1.1 of the Rules defines "Counterclaim" broadly enough to include a set-off submitted by the Respondent, but this document addresses the counterclaim only — set-off pleaded as a defence stays in the Statement of Defence regardless of how the counterclaim itself is filed. Content is bare: material facts supporting the counterclaim with no argument, a bare characterisation of the breach with no authorities cited, and quantified loss and interest. Jurisdiction over the counterclaim rests on the same arbitration agreement pleaded in the Statement of Defence, with any counterclaim-specific jurisdictional objection due no later than any statement of defence to counterclaim under Article 6.4. Carries an Article 24.3 reservation to amend or supplement the counterclaim at a later stage. Absent party agreement, the default seat under Article 20.1 is the DIFC, governed by DIFC Arbitration Law rather than onshore UAE Federal Law No. 6 of 2018 — confirm the actual seat before applying any seat overlay. Use this version for a simpler or lower-value standalone counterclaim, or where the Tribunal has directed a staged procedure.
This document comes from OLL's library of vetted legal templates.